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Leslie Marie Barbadillo-ciccarelli

UBS Securities LLC

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About Leslie Marie Barbadillo-ciccarelli

Leslie Marie Barbadillo-ciccarelli is a financial professional registered with UBS Securities LLC. Leslie Marie Barbadillo-ciccarelli has been in the industry since August 2, 2021. Leslie Marie Barbadillo-ciccarelli holds Series 99TO and SIE licenses. Before joining UBS Securities LLC, Leslie Marie Barbadillo-ciccarelli was employed with UBS Financial Services Inc.

Firm Information

Leslie Barbadillo-ciccarelli is currently registered with UBS Securities LLC. UBS Securities LLC is a Limited Liability Company formed on June 29, 1998. The firm is registered with the SEC and in all 50 states, as well as in Puerto Rico. UBS Securities LLC has been involved in 307 regulatory events, 5 civil events, and 3 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

507

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Leslie Barbadillo-ciccarelli’s Registration & Firm History

NY

05/23/2022 - Present

UBS Securities LLC (NEW YORK NY)

NJ

08/03/2021 - 05/24/2022

UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)

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Licenses & Designations

BC

Issued 08/03/2021

Series 99TO - Operations Professional Examination

BC

Issued 07/31/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Leslie Marie Barbadillo-ciccarelli. Review regulatory record here.
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