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Leslie Margrete McEndarfer

Capital Client Group, Inc.

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About Leslie Margrete McEndarfer

Leslie McEndarfer is a registered representative at Capital Client Group, Inc. Leslie has been in the industry since September 2019. Leslie holds the Series 7TO, Series 6TO and Series 63 securities licenses.

Firm Information

Leslie McEndarfer is currently registered with Capital Client Group, Inc.. Capital Client Group, Inc. is a corporation established in 1972 and headquartered in Los Angeles, California. The firm provides various investment advisory services, including recommending affiliate as an investment advisor of SMA assets. They primarily serve corporations, individuals, insurance companies, investment companies, and other investment advisors. The firm is registered with the SEC and in 53 states.
Capital Client Group, Inc.

333 SOUTH HOPE STREET

LOS ANGELES, CA 90071-1406

Not reported

Assets Under Management

Not reported

Total Clients

619

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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recommending affiliate as investment adviser of sma assets

Recommending affiliate as investment adviser of sma assets

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

As agreed upon in a manner that covers registrant's costs

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Leslie McEndarfer’s Registration & Firm History

IN

09/27/2019 - Present

Capital Client Group, Inc. (CARMEL IN)

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Licenses & Designations

BC

Issued 10/25/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/18/2023

Series 7TO - General Securities Representative Examination

BC

Issued 09/27/2019

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 08/30/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Leslie Margrete McEndarfer. Review regulatory record here.
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