Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Leslie? Claim Your ProfileLeslie Lyle Stephen is a financial advisor with Cetera Investment Advisers LLC. Leslie has been in the financial services industry since May 2009 and has a broad range of experience. Leslie has a Series 6, 7, 63, and 65 license, as well as the SIE exam. Leslie Lyle Stephen specializes in a variety of services for individuals and businesses, including financial planning, portfolio management, and pension consulting. Leslie also offers educational seminars and assists clients with the selection of other advisors. Leslie has been registered with Cetera Investment Advisers LLC since June 2023 and previously worked with Voya Financial Advisors, Inc. and MML Investors Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
AZ
06/29/2023 - Present
Cetera Investment Advisers LLC (GILBERT AZ)
AZ
10/17/2017 - 06/09/2021
VOYA FINANCIAL ADVISORS, INC. (GILBERT AZ)
AZ
03/25/2017 - 10/20/2017
MML INVESTORS SERVICES, LLC (TEMPE AZ)
AZ
12/22/2010 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (TEMPE AZ)
GA
05/29/1996 - 12/31/1997
PFS INVESTMENTS INC. (DULUTH GA)
IA
Issued 1/7/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 1/3/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/21/2010
Series 7 - General Securities Representative Examination
BC
Issued 5/28/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Leslie Stephen is the right advisor for you? Invested Better is here to help.
