Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Leslie? Claim Your ProfileLeslie Lyle Stephen is a financial advisor who has been in the industry since 2009. Leslie is currently registered with Cetera Investment Advisers LLC and is licensed in Arizona and Texas. Leslie has previous experience with VOYA FINANCIAL ADVISORS, INC., MML INVESTORS SERVICES, LLC, MSI FINANCIAL SERVICES, INC., and PFS INVESTMENTS INC. Leslie has experience in both the broker-dealer and investment advisor industries. Leslie is also a licensed insurance agent and sells fixed insurance products. Leslie is dedicated to helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AZ
06/29/2023 - Present
Cetera Investment Advisers LLC (GILBERT AZ)
AZ
10/17/2017 - 06/09/2021
VOYA FINANCIAL ADVISORS, INC. (GILBERT AZ)
AZ
03/25/2017 - 10/20/2017
MML INVESTORS SERVICES, LLC (TEMPE AZ)
AZ
12/22/2010 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (TEMPE AZ)
GA
05/29/1996 - 12/31/1997
PFS INVESTMENTS INC. (DULUTH GA)
IA
Issued 01/07/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/03/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/21/2010
Series 7 - General Securities Representative Examination
BC
Issued 05/28/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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