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Leslie L Smith

Thrivent Investment Management Inc.

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About Leslie L Smith

Leslie L. Smith is a financial professional with over 30 years of experience in the financial services industry. Leslie has a strong background in investment management and financial planning, specializing in portfolio management for individuals and financial planning. Leslie is currently registered with Thrivent Investment Management Inc. in Appleton, Wisconsin. Before that, Leslie worked at Lutheran Brotherhood Securities Corp. in Minneapolis, Minnesota. Leslie holds Series 6, 7, 63, and 66 licenses. Leslie has a passion for helping clients achieve their financial goals.

Firm Information

Leslie Smith is currently registered with Thrivent Investment Management Inc.. Thrivent Investment Management Inc., founded in 1986, is a corporation headquartered in Minneapolis, Minnesota. The firm provides financial planning and portfolio management services for individuals, corporations, and other entities, including churches and non-profit organizations. Thrivent is registered with the SEC and in all 50 states.
Thrivent Investment Management Inc.

600 PORTLAND AVENUE SOUTH

MINNEAPOLIS, MN 55415

$14.81B

Assets Under Management

56,805

Total Clients

3,242

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Leslie Smith’s Registration & Firm History

WI

08/29/2017 - Present

Thrivent Investment Management Inc. (APPLETON WI)

MN

09/20/1993 - 09/11/1995

LUTHERAN BROTHERHOOD SECURITIES CORP. (MINNEAPOLIS MN)

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Licenses & Designations

BOTH

Issued 09/28/2017

Series 66 - Uniform Combined State Law Examination

BC

Issued 08/19/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/29/2017

Series 7 - General Securities Representative Examination

BC

Issued 09/17/1993

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Leslie L Smith.
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