Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Leslie? Claim Your ProfileLeslie Kristine Warren is a financial advisor with LPL Financial LLC. Leslie has been in the industry since June 2001, and is registered with the state of Oregon as an investment advisor representative. Leslie is also registered with the state of Texas. Leslie has a Series 7, Series 6 and Series 66 licenses. Leslie has experience working with a variety of clients, including high-net-worth individuals, corporations, and retirement plans. Prior to joining LPL Financial, Leslie worked with Raymond James Financial Services, Inc., Pensionmark Securities, LLC., CAPFINANCIAL SECURITIES, LLC., ALLIANZ LIFE FINANCIAL SERVICES, LLC., METLIFE INVESTORS DISTRIBUTION COMPANY, ALLSTATE DISTRIBUTORS, L.L.C., SAFECO INVESTMENT SERVICES, INC. and CAL FED INVESTMENTS. Leslie's commitment to providing personalized financial advice and building strong client relationships is demonstrated through the client types she serves. Leslie is committed to helping her clients achieve their financial goals and is dedicated to providing them with the highest level of service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
OR
05/05/2022 - Present
LPL Financial LLC (CLACKAMAS OR)
OR
12/04/2017 - 07/28/2021
RAYMOND JAMES FINANCIAL SERVICES, INC. (PORTLAND OR)
HI
09/01/2017 - 12/19/2017
PENSIONMARK SECURITIES, LLC (Honolulu HI)
HI
06/30/2017 - 09/01/2017
CAPFINANCIAL SECURITIES, LLC. (Honolulu HI)
MN
02/14/2014 - 04/21/2017
ALLIANZ LIFE FINANCIAL SERVICES, LLC (MINNEAPOLIS MN)
WI
04/06/2006 - 02/06/2014
METLIFE INVESTORS DISTRIBUTION COMPANY (SPRING GREEN WI)
IL
04/06/2004 - 04/04/2006
ALLSTATE DISTRIBUTORS, L.L.C. (NORTHBROOK IL)
MA
09/03/2003 - 04/09/2004
SAFECO INVESTMENT SERVICES, INC. (BOSTON MA)
CA
08/30/2000 - 08/02/2002
CAL FED INVESTMENTS (SACRAMENTO CA)
AZ
03/06/2000 - 09/06/2000
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
BOTH
Issued 08/07/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/13/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/01/2004
Series 7 - General Securities Representative Examination
BC
Issued 03/03/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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