Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Leslie? Claim Your ProfileLeslie Rock is a financial advisor with Truist Advisory Services, Inc. in MACON, GA. Leslie has been in the industry since 1994 and is registered with both FINRA and the state of Georgia. Leslie has a variety of credentials, including the Series 63, Series 65, and Series 7 licenses. Leslie specializes in providing financial planning, portfolio management, and publication of periodicals. Leslie is also registered with the state of Alabama, California, Florida, North Carolina, South Carolina, and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Wrap fee product and financial profiling services using desktop software
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
GA
09/20/2016 - Present
Truist Advisory Services, Inc. (MACON GA)
NJ
03/09/2001 - 07/30/2003
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
MA
01/01/1998 - 03/19/2001
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
NA
10/19/1994 - 01/01/1998
NATIONSSECURITIES
VA
03/21/1994 - 09/06/1994
ANDERSON & STRUDWICK, INCORPORATED (RICHMOND VA)
VA
03/01/1994 - 03/28/1994
CRESTAR SECURITIES CORPORATION (RICHMOND VA)
IA
Issued 10/23/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/17/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/17/2006
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/28/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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