Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Leslie? Claim Your ProfileLeslie Kaye Solley is a financial advisor with Morgan Stanley. Leslie has been in the financial services industry since 1995. Leslie currently holds Series 63 and Series 65 registrations, as well as the SIE and Series 7. Prior to joining Morgan Stanley, Leslie worked at Morgan Stanley DW Inc. and Prudential Securities Incorporated. Leslie is registered in 53 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
AL
09/27/2018 - Present
Morgan Stanley (Huntsville AL)
AL
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (HUNTSVILLE AL)
AL
02/27/2003 - 04/02/2007
MORGAN STANLEY DW INC. (HUNTSVILLE AL)
NY
05/15/2001 - 02/07/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
04/27/1995 - 05/18/2001
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 11/26/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/26/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/26/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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