Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Leslie? Claim Your ProfileLeslie Jo Filson is a financial advisor at TIAA-CREF Individual & Institutional Services, LLC, a company with over 31,000 clients. Leslie has been in the financial services industry since 1988, and has a wealth of experience working with individuals and corporations. Leslie is also a registered principal, and has passed the Series 7, 8, 24, and 63 exams. Leslie offers a variety of financial services, including financial planning and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
NC
06/26/2018 - Present
Tiaa-Cref Individual & Institutional Services, LLC (CHARLOTTE NC)
NC
10/23/2009 - 12/18/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHARLOTTE NC)
NC
09/05/2007 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (CHARLOTTE NC)
KS
04/27/2005 - 11/23/2005
USALLIANZ SECURITIES, INC. (TOPEKA KS)
MI
07/23/2003 - 03/02/2004
H&R BLOCK FINANCIAL ADVISORS, INC. (DETROIT MI)
TX
08/23/1988 - 01/21/2003
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
BC
Issued 09/20/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/17/2018
Series 24 - General Securities Principal Examination
BC
Issued 12/20/1990
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/20/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Leslie Filson is the right advisor for you? Invested Better is here to help.
