Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Leslie? Claim Your ProfileLeslie Jean Hale has been a registered investment advisor since 1993. Leslie is currently affiliated with Calton & Associates, Inc., and previously worked for Ridgeway & Conger, Inc., First Independent Financial Services, Inc., Sterne, Agee & Leach, Inc., John R. Taylor Financial Group, Inc., and Merchants Investment Center, Inc.. Leslie has experience providing investment advice to individuals, corporations, businesses, pension and profit sharing plans and high net worth individuals. Leslie holds the Series 63, Series 65, and Series 7 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
FL
06/17/2014 - Present
Calton & Associates, Inc. (TAMPA FL)
AR
07/02/2008 - 06/19/2014
RIDGEWAY & CONGER, INC. (FORT SMITH AR)
AR
10/01/2007 - 07/11/2008
FIRST INDEPENDENT FINANCIAL SERVICES, INC. (FORT SMITH AR)
AR
01/18/2007 - 08/06/2007
STERNE, AGEE & LEACH, INC. (FORT SMITH AR)
AL
08/24/2005 - 03/27/2006
STERNE, AGEE & LEACH, INC. (BIRMINGHAM AL)
AL
01/15/2001 - 07/18/2005
STERNE, AGEE & LEACH, INC. (BIRMINGHAM AL)
AL
10/25/1995 - 02/22/2001
JOHN R. TAYLOR FINANCIAL GROUP, INC. (BIRMINGHAM AL)
NA
06/01/1993 - 09/01/1995
MERCHANTS INVESTMENT CENTER, INC.
IA
Issued 05/17/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/22/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/17/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/28/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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