Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Leslie? Claim Your ProfileLeslie Janel Harris is a registered representative with Stifel, Nicolaus & Company, Inc. in St. Louis, Missouri. Leslie has been in the financial industry since 2008 and has a strong track record of providing clients with comprehensive financial solutions. Leslie specializes in a variety of areas including retirement planning, investment management, and insurance planning. Leslie is committed to providing her clients with personalized financial guidance and support. Before joining Stifel, Nicolaus & Company, Inc., Leslie worked at SCOTTTRADE, INC. Leslie holds a Series 7, Series 27, Series 63 and Series 99TO.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
09/12/2018 - Present
Stifel, Nicolaus & Company, Inc. (ST. LOUIS MO)
MO
03/12/2008 - 05/31/2018
SCOTTRADE, INC. (ST. LOUIS MO)
BC
Issued 05/02/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/31/2011
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/07/2008
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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