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Leslie J Menchen

THE O.n. Equity Sales Co.

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About Leslie J Menchen

Leslie Menchen has been a Registered Representative in the securities industry since March 7, 1996. Leslie is currently registered with The O.n. Equity Sales Co. in Henderson, NV. Previously Leslie was registered with EQUITY SERVICES, INC. and TRANSAMERICA FINANCIAL ADVISORS, INC. Leslie holds the following licenses: Series 6, Series 7, Series 63, Series 65, and SIE.

Firm Information

Leslie Menchen is currently registered with THE O.n. Equity Sales Co.. THE O.n. Equity Sales Co. is a Corporation that was formed on August 22, 1968. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have a history of regulatory events and arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

171

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Leslie Menchen’s Registration & Firm History

NV

02/06/2019 - Present

THE O.n. Equity Sales Co. (Henderson NV)

NV

03/09/2004 - 01/11/2019

EQUITY SERVICES, INC. (HENDERSON NV)

CA

02/06/1996 - 03/02/2004

TRANSAMERICA FINANCIAL ADVISORS, INC. (LOS ANGELES CA)

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Licenses & Designations

IA

Issued 07/28/2004

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 01/23/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/16/1999

Series 7 - General Securities Representative Examination

BC

Issued 01/22/1996

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Leslie J Menchen. Review regulatory record here.
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