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Leslie Howard Kern

D.h. Hill Advisors, Inc.

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About Leslie Howard Kern

Leslie Kern is a financial advisor with D.h. Hill Advisors, Inc. Leslie has been working in the financial industry since 1983 and has experience in providing investment advice to individuals and families, as well as businesses and institutions. Leslie holds a Series 6, 7, 24, 63 and 65 license and is registered to provide investment advice in Florida, Louisiana, Michigan, Missouri, North Carolina and South Carolina. Leslie has experience with financial planning, retirement planning, investment management, and insurance.

Firm Information

Leslie Kern is currently registered with D.h. Hill Advisors, Inc.. D.h. Hill Advisors, Inc. is a Registered Investment Advisor based in KINGWOOD, TX. They manage approximately $173,468,102 in assets for 837 clients and offer a wide range of advisory services including financial planning, pension consulting, selection of other advisors, and portfolio management for individuals. They specialize in serving high-net-worth individuals, other individuals, and 401(k) clients.
D.h. Hill Advisors, Inc.

1543 GREEN OAK PLACE

KINGWOOD, TX 77339

$173.47M

Assets Under Management

Not reported

Total Clients

19

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Percentage of assets from third party investment advisers

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Leslie Kern’s Registration & Firm History

TX

10/24/2022 - Present

D.h. Hill Advisors, Inc. (KINGWOOD TX)

NC

10/27/2015 - 11/17/2015

CENTER STREET SECURITIES, INC. (WILMINGTON NC)

IL

03/21/2012 - 10/28/2015

LANDOLT SECURITIES, INC. (LAKE BLUFF IL)

VA

03/16/2011 - 11/21/2011

ALLIED BEACON PARTNERS, INC. (RICHMOND VA)

MI

03/12/2009 - 02/24/2011

ALTERNATIVE WEALTH STRATEGIES, INC. (HOWELL MI)

MI

11/28/2007 - 03/13/2009

PLANMEMBER SECURITIES CORPORATION (HOWELL MI)

MI

03/30/2007 - 11/08/2007

NEXT FINANCIAL GROUP, INC. (HOWELL MI)

MI

09/12/2006 - 03/30/2007

COORDINATED CAPITAL SECURITIES, INC. (HARTLAND MI)

MI

12/04/2001 - 09/12/2006

SIGMA FINANCIAL CORPORATION (HARTLAND MI)

IN

08/22/2001 - 12/04/2001

LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)

IN

08/22/2001 - 12/04/2001

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)

MI

02/08/1989 - 09/27/2001

SIGMA FINANCIAL CORPORATION (ANN ARBOR MI)

CA

06/01/1996 - 07/18/1996

WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)

SD

05/18/1990 - 06/01/1996

NORTH AMERICAN MANAGEMENT, INC. (SIOUX FALLS SD)

NA

10/24/1983 - 04/11/1989

PRUCO SECURITIES CORPORATION

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Licenses & Designations

IA

Issued 12/12/2006

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/10/1983

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/03/2010

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/26/1999

Series 7 - General Securities Representative Examination

BC

Issued 10/21/1983

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 5 public disclosures for Leslie Howard Kern. Review regulatory record here.
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