Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Leslie? Claim Your ProfileLeslie Howard Johnson has been a financial professional since 1996. Leslie is currently registered with Wells Fargo Securities, LLC in North Carolina. Leslie has held previous positions at Merrill Lynch, Pierce, Fenner & Smith Incorporated, GRAVITAS, LLC, Dresdner Kleinwort Wasserstein Securities LLC, and NatWest Securities Corporation. Leslie has passed the Series 4, Series 7, Series 9, Series 10, Series 24, Series 63, Series 66, Series 79TO, Series 99TO, and SIE examinations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
07/13/2005 - Present
Wells Fargo Securities, LLC (CHARLOTTE NC)
NY
12/19/2003 - 05/10/2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
04/14/2003 - 06/12/2003
GRAVITAS, LLC (NEW YORK NY)
NY
03/09/1998 - 09/19/2002
DRESDNER KLEINWORT WASSERSTEIN SECURITIES LLC (NEW YORK NY)
NY
04/11/1994 - 04/09/1998
NATWEST SECURITIES CORPORATION (NEW YORK NY)
BOTH
Issued 01/15/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/13/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/31/2002
Series 4 - Registered Options Principal Examination
BC
Issued 09/07/1999
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/07/1999
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/14/1995
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/08/1994
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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