Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Leslie? Claim Your ProfileLeslie Fiehn is an investment professional with over 30 years of experience in the financial services industry. Leslie is a Registered Representative and an Investment Advisor Representative with Wells Fargo Clearing Services, LLC. Leslie has experience working with individuals, families, and institutions to help them achieve their financial goals. Leslie's specializations include retirement planning, investment management, and estate planning. Leslie is committed to providing her clients with personalized service and helping them understand their options.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TX
09/19/2014 - Present
Wells Fargo Clearing Services, LLC (TYLER TX)
TX
11/05/2009 - 04/21/2014
VALIC FINANCIAL ADVISORS, INC. (HOUSTON TX)
TX
09/15/2003 - 11/06/2009
STANFORD GROUP COMPANY (HOUSTON TX)
CA
12/13/2000 - 07/18/2003
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
CA
06/21/2000 - 05/02/2001
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
MN
10/10/2000 - 12/13/2000
WELLS FARGO BROKERAGE SERVICES, L.L.C. (MINNEAPOLIS MN)
NJ
06/14/1995 - 06/28/2000
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
MO
10/30/1990 - 11/27/1995
EVEREN SECURITIES, INC. (ST. LOUIS MO)
NY
08/12/1993 - 05/24/1995
LEHMAN BROTHERS INC. (NEW YORK NY)
BOTH
Issued 09/19/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/20/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/09/2008
Series 4 - Registered Options Principal Examination
BC
Issued 05/08/2007
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/13/2000
Series 24 - General Securities Principal Examination
BC
Issued 07/20/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/20/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/29/1990
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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