Unclaimed
Leslie Harold Zuckerman is a financial advisor with LPL Financial LLC. Leslie has been in the financial services industry since June 4, 1986. Prior to joining LPL Financial LLC, Leslie was with KESTRA INVESTMENT SERVICES, LLC and MONY SECURITIES CORPORATION. Leslie is registered to provide investment advice in Arizona, California, Florida, Massachusetts, New Jersey, New York, North Carolina, and Utah. Leslie also holds Series 6, 22, and 63 licenses, as well as the Securities Industry Essentials Examination (SIE).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
FL
12/09/2020 - Present
LPL Financial LLC (HOLLYWOOD FL)
FL
12/22/1997 - 12/09/2020
KESTRA INVESTMENT SERVICES, LLC (HOLLYWOOD FL)
NY
06/05/1986 - 04/23/2003
MONY SECURITIES CORPORATION (NEW YORK NY)
BC
Issued 03/05/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/17/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 06/04/1986
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
F
FINRA
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