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Leslie Halpern

Valic Financial Advisors, Inc.

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About Leslie Halpern

Leslie Halpern is an investment advisor representative with Valic Financial Advisors, Inc. Leslie has been in the industry for over 10 years, and holds Series 6, 7TO, 63, and 65 securities licenses. In addition to her state licenses, Leslie is also registered with the Financial Industry Regulatory Authority (FINRA). Leslie has a branch office location in Houston, TX. Leslie's practice is focused on providing financial planning and portfolio management services to individuals and businesses. Leslie is also licensed to sell insurance products and has a limited number of hours devoted to this business.

Firm Information

Leslie Halpern is currently registered with Valic Financial Advisors, Inc.. Valic Financial Advisors, Inc. is a corporation formed in November 1996, headquartered in Houston, Texas. The firm offers financial planning, portfolio management for individuals, and selection of other advisers, among other services. They also have a wrap fee program and manage assets for both high-net-worth individuals and individuals other than high-net-worth. The firm is registered with the SEC and has a total of 52 state registrations. As of the most recent reporting period, the firm reported approximately $25.25 billion in regulatory assets under management.
Valic Financial Advisors, Inc.

2929 ALLEN PKWY; L7-20

HOUSTON, TX 77019

$25.25B

Assets Under Management

12

Total Clients

1,266

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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recommend wrap accounts to clients

Recommend wrap accounts to clients

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Leslie Halpern’s Registration & Firm History

TX

12/02/2022 - Present

Valic Financial Advisors, Inc. (HOUSTON TX)

TX

01/06/2020 - 12/19/2021

HORACE MANN INVESTORS, INC. (Houston TX)

TX

08/26/2013 - 11/18/2013

MML INVESTORS SERVICES, LLC (HOUSTON TX)

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Licenses & Designations

IA

Issued 01/30/2022

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/16/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/26/2022

Series 7TO - General Securities Representative Examination

BC

Issued 01/05/2020

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 12/15/2019

SIE - Securities Industry Essentials Examination

BC

Issued 08/25/2013

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Leslie Halpern. Review regulatory record here.
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