Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Leslie? Claim Your ProfileLeslie Fenton is a financial professional with over 20 years of experience in the financial services industry. Leslie has a strong track record of success in providing investment advice and financial planning services to a wide range of clients, including high-net-worth individuals, corporations, and institutions. Leslie is currently a Registered Representative and Investment Advisor Representative with Oppenheimer & Co. Inc., a leading investment bank and wealth management firm. Prior to joining Oppenheimer, Leslie held positions at several other prominent financial institutions, including AlanTRA, LLC, PricewaterhouseCoopers Corporate Finance LLC, KPMG Corporate Finance LLC, Navigant Capital Advisors, LLC and Cochran, Caronia Securities LLC. Leslie is a highly qualified professional with a deep understanding of the financial markets and a commitment to providing her clients with the highest quality service. She is a Series 7, 24, 63, 79TO and SIE licensed professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
IL
05/04/2020 - Present
Oppenheimer & Co. Inc. (CHICAGO IL)
MA
05/07/2019 - 05/13/2020
ALANTRA, LLC (BOSTON MA)
IL
04/27/2015 - 04/18/2019
PRICEWATERHOUSECOOOPERS CORPORATE FINANCE LLC (CHICAGO IL)
IL
07/24/2008 - 05/15/2015
KPMG CORPORATE FINANCE LLC (CHICAGO IL)
IL
04/25/2006 - 07/16/2008
NAVIGANT CAPITAL ADVISORS, LLC (CHICAGO IL)
IL
06/23/1998 - 10/31/2005
COCHRAN, CARONIA SECURITIES LLC (CHICAGO IL)
BC
Issued 02/27/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/06/2008
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/05/1998
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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