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Leslie Gaye Ramos

Empower Financial Services, Inc.

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About Leslie Gaye Ramos

Leslie Gaye Ramos is a financial advisor with Empower Financial Services, Inc. located in Greenwood Village, Colorado. Leslie has been in the industry since August 14, 2008. She is a Series 66, Series 7, Series 6TO, and SIE licensed professional. Previous employers include Fidelity Brokerage Services LLC, TIAA-CREF Individual & Institutional Services, LLC, MetLife Securities Inc., Metropolitan Life Insurance Company, Woodbury Financial Services, Inc., and American Express Financial Advisors Inc.

Firm Information

Leslie Ramos is currently registered with Empower Financial Services, Inc.. Empower Financial Services, Inc. is a Corporation formed in 1984-10-12. It is registered in 53 states and has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

1,120

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Leslie Ramos’s Registration & Firm History

CO

10/19/2016 - Present

Empower Financial Services, Inc. (GREENWOOD VILLAGE CO)

CO

01/03/2015 - 05/04/2015

FIDELITY BROKERAGE SERVICES LLC (GREENWOOD VILLAGE CO)

CO

06/19/2006 - 05/13/2013

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (DENVER CO)

CO

05/12/2006 - 06/14/2006

METLIFE SECURITIES INC. (GREENWOOD VILLAGE CO)

CO

05/12/2006 - 06/14/2006

METROPOLITAN LIFE INSURANCE COMPANY (GREENWOOD VILLAGE CO)

MN

08/03/2005 - 03/22/2006

WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)

MN

04/06/2005 - 06/22/2005

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)

MN

04/06/2005 - 06/22/2005

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

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Licenses & Designations

BOTH

Issued 07/09/2012

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/02/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/05/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Leslie Gaye Ramos.
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