Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Leslie? Claim Your ProfileLeslie Garcia is a financial professional with over 6 years of experience in the industry. Leslie is currently registered with PFS Investments Inc. and holds Series 6, SIE, and Series 63 licenses. Leslie previously worked at WELLS FARGO CLEARING SERVICES, LLC and PFS INVESTMENTS INC. in various roles. Leslie specializes in portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
TX
06/21/2024 - Present
PFS Investments Inc. (Houston TX)
TX
03/14/2024 - 05/30/2024
WELLS FARGO CLEARING SERVICES, LLC (THE WOODLANDS TX)
TX
01/04/2018 - 02/28/2024
PFS INVESTMENTS INC. (HOUSTON TX)
BC
Issued 04/30/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/16/2021
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/04/2018
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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