Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Leslie? Claim Your ProfileLeslie Stephenson is a financial advisor with LPL Financial LLC. Leslie has been in the financial industry since March 16, 2014, and holds Series 63, 65, 7, and SIE licenses. Leslie has a diverse background in financial services, having worked for several companies, including Oppenheimer & Co. Inc. and Austin Capital Asset Management, LLC. Leslie is registered with the state of Texas as both a broker-dealer and an investment advisor representative. Leslie can offer a wide range of financial services to clients, including financial planning, investment management, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TX
05/18/2022 - Present
LPL Financial LLC (DALLAS TX)
TX
07/30/2016 - 05/20/2022
OPPENHEIMER & CO. INC. (DALLAS TX)
BC
Issued 08/13/2016
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 02/07/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/30/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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