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Leslie Ferrone

Sowell Management

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About Leslie Ferrone

Leslie Ferrone is an investment advisor representative registered with Sowell Management. Leslie has over 30 years of experience in the financial services industry. Leslie has a strong background in wealth management and has been providing financial advice to individuals, families, and businesses for many years. Leslie is committed to providing personalized financial advice and helping clients achieve their financial goals.

Firm Information

Leslie Ferrone is currently registered with Sowell Management. Sowell Management is an independent wealth management firm with a focus on providing customized financial planning and investment management services to individuals, families, and businesses. The firm has a strong track record of success in helping clients achieve their financial goals. Sowell Management is headquartered in NORTH LITTLE ROCK, AR and manages over $3.3 billion in assets for over 13,000 clients.
Sowell Management

5320 NORTHSHORE DRIVE

NORTH LITTLE ROCK, AR 72118

$3.33B

Assets Under Management

Not reported

Total Clients

90

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Leslie Ferrone’s Registration & Firm History

GA

09/21/2016 - Present

Sowell Management (Watkinsville GA)

CA

04/11/2014 - 12/12/2014

DINOSAUR SECURITIES, L.L.C. (san jose CA)

IL

11/15/1995 - 05/02/2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (OAK BROOK IL)

TN

04/16/1993 - 09/22/1995

IBAA SECURITIES CORPORATION (MEMPHIS TN)

TN

04/13/1992 - 09/22/1995

VINING-SPARKS IBG, LIMITED PARTNERSHIP (MEMPHIS TN)

IL

04/09/1991 - 04/21/1992

DATRONIC SECURITIES CORPORATION (OAK BROOK IL)

AZ

06/26/1990 - 04/25/1991

A.S.A. INVESTMENT COMPANY (TUCSON AZ)

NY

01/04/1988 - 05/23/1990

DEAN WITTER REYNOLDS INC. (PURCHASE NY)

NA

11/09/1987 - 02/04/1988

BILLINGS EQUITIES, INC.

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Licenses & Designations

IA

Issued 11/28/1995

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 01/11/1988

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/12/2014

SIE - Securities Industry Essentials Examination

BC

Issued 05/24/1988

Series 3 - National Commodity Futures Examination

BC

Issued 10/17/1987

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Leslie Ferrone.
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