Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Leslie? Claim Your ProfileLeslie Hurwitz is a financial advisor with over 30 years of experience in the industry. Leslie is currently registered with LPL Financial LLC in Santa Clara, CA and has been with the firm since December 2019. Before joining LPL Financial LLC, Leslie worked for Ameriprise Financial Services, Inc. and Ameriprise Advisor Services, Inc., both in Campbell, CA. Leslie holds Series 7 and Series 63 securities licenses and is registered with the state of California and Texas. Leslie specializes in providing financial planning, portfolio management, and consulting services for individuals, businesses, and retirement plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
12/03/2019 - Present
LPL Financial LLC (SANTA CLARA CA)
CA
10/05/2009 - 12/10/2019
AMERIPRISE FINANCIAL SERVICES, INC. (CAMPBELL CA)
CA
09/20/2005 - 10/05/2009
AMERIPRISE ADVISOR SERVICES, INC. (CAMPBELL CA)
NY
03/25/1991 - 09/26/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
BC
Issued 04/09/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/22/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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