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Leslie Efrem Hardley

Transamerica Financial Advisors, Inc.

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About Leslie Efrem Hardley

Leslie Efrem Hardley is a financial advisor with over 20 years of experience in the industry. Leslie Hardley currently works at Transamerica Financial Advisors, Inc. in ST PETERSBURG, FL. Prior to joining Transamerica Financial Advisors, Inc., Leslie Hardley worked at a variety of firms including Jackson National Life Distributors LLC, Citizens Securities, Inc., VALIC Financial Advisors, Inc., Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc., Atlas Securities, Inc., Chase Investment Services Corp., Citigroup Global Markets Inc., Prudential Investment Management Services LLC, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Leslie Hardley specializes in portfolio management for individuals and the selection of other advisors.

Firm Information

Leslie Hardley is currently registered with Transamerica Financial Advisors, Inc.. Transamerica Financial Advisors, Inc. is a registered investment advisor with over 1,100 investment advisor representatives, managing $1 billion to $10 billion in client assets. The firm offers a range of services, including portfolio management for individuals, selection of other advisors, and wrap fee program participation. It has been in business since 1984 and is headquartered in St. Petersburg, FL. The firm serves a diverse clientele, including individuals, high-net-worth individuals, pension plans, corporations, charitable organizations, and other institutions.
Transamerica Financial Advisors, Inc.

570 CARILLON PARKWAY

ST PETERSBURG, FL 33716-1202

$1.62B

Assets Under Management

Not reported

Total Clients

2,487

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Leslie Hardley’s Registration & Firm History

FL

02/24/2022 - Present

Transamerica Financial Advisors, Inc. (ST PETERSBURG FL)

TN

11/15/2018 - 11/05/2020

JACKSON NATIONAL LIFE DISTRIBUTORS LLC (FRANKLIN TN)

NJ

06/08/2012 - 07/06/2017

CITIZENS SECURITIES, INC. (HADDON HEIGHTS NJ)

NJ

03/24/2009 - 06/14/2012

VALIC FINANCIAL ADVISORS, INC. (BEDMINSTER NJ)

NY

04/02/2007 - 02/05/2009

MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)

NY

01/01/2007 - 04/02/2007

MORGAN STANLEY DW INC. (NEW YORK NY)

NJ

01/25/2005 - 06/27/2006

ATLAS SECURITIES, INC. (FORT LEE NJ)

IL

09/07/2004 - 01/12/2005

CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)

NY

01/27/2000 - 07/01/2004

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

NJ

10/12/1998 - 01/21/2000

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)

NY

08/10/1995 - 06/24/1997

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

IA

Issued 10/09/1995

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/25/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/19/1999

Series 24 - General Securities Principal Examination

BC

Issued 07/06/2017

SIE - Securities Industry Essentials Examination

BC

Issued 09/14/2001

Series 3 - National Commodity Futures Examination

BC

Issued 02/07/2000

Series 31 - Futures Managed Funds Examination

BC

Issued 08/09/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 3 public disclosures for Leslie Efrem Hardley. Review regulatory record here.
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