Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Leslie? Claim Your ProfileLeslie Stevens is a Registered Investment Advisor (RIA) and Registered Representative (RR) who has been serving clients for over 28 years. Leslie is currently registered with Cetera Investment Advisers LLC and also has previous experience with Investors Capital Corporation, FFP Securities, Inc., MetLife Securities Inc., and Metropolitan Life Insurance Company. Leslie is a licensed professional who holds the Series 7, Series 6, Series 63, and Series 65 licenses. They offer various financial services including financial planning, portfolio management, and pension consulting. Leslie Stevens is committed to providing personalized financial guidance to help clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
ME
03/21/2024 - Present
Cetera Investment Advisers LLC (AUBURN ME)
ME
05/29/2002 - 10/03/2016
INVESTORS CAPITAL CORP. (AUBURN ME)
MO
03/22/1996 - 05/30/2002
FFP SECURITIES, INC. (CHESTERFIELD MO)
MA
04/24/1995 - 04/03/1996
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
04/24/1995 - 04/03/1996
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
IA
Issued 03/28/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/30/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/14/1997
Series 7 - General Securities Representative Examination
BC
Issued 04/21/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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