Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Leslie? Claim Your ProfileLeslie Zafra is a financial professional with over 39 years of experience in the financial services industry. Leslie is a registered representative and investment advisor representative currently affiliated with Osaic Wealth, Inc. Leslie previously held positions at SAGEPOINT FINANCIAL, INC., SUNAMERICA SECURITIES, INC., PRUDENTIAL SECURITIES INCORPORATED, LEHMAN BROTHERS INC., PRUDENTIAL-BACHE SECURITIES INC., ADVEST, INC., BLINDER, ROBINSON & CO.,INC., CHESLEY AND DUNN, INC., DEAN WITTER REYNOLDS INC., and MONVEST LIMITED PARTNERSHIP. Leslie has passed the Uniform Securities Agent State Law Examination, the Uniform Investment Adviser Law Examination, and the Uniform Combined State Law Examination. Leslie is currently registered in California, Florida, New Jersey, New York, South Carolina, and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
09/01/2023 - Present
Osaic Wealth, Inc. (New York NY)
NY
10/31/2005 - 09/01/2023
SAGEPOINT FINANCIAL, INC. (New York NY)
AZ
04/26/2002 - 10/31/2005
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
NY
12/23/1991 - 04/29/2002
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
03/21/1988 - 01/15/1992
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
01/02/1987 - 03/31/1988
PRUDENTIAL-BACHE SECURITIES INC.
NA
07/17/1985 - 01/19/1987
ADVEST, INC.
NA
12/06/1984 - 08/05/1985
BLINDER, ROBINSON & CO.,INC.
NA
07/17/1984 - 11/16/1984
CHESLEY AND DUNN, INC.
NA
06/20/1984 - 09/10/1984
DEAN WITTER REYNOLDS INC.
NA
07/12/1984 - 07/24/1984
MONVEST LIMITED PARTNERSHIP
BOTH
Issued 07/20/2012
Series 66 - Uniform Combined State Law Examination
IA
Issued 12/31/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/02/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/29/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/16/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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