Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Leslie? Claim Your ProfileLeslie Diann Dye is a financial professional with over 20 years of experience in the financial services industry. Leslie currently works at Empower Financial Services, Inc. and is registered with FINRA. Leslie's previous experience includes positions with MMC Securities Corp., GWFS Equities, Inc., and One Orchard Equities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
08/29/2015 - Present
Empower Financial Services, Inc. (GREENWOOD VILLAGE CO)
CO
05/31/2005 - 08/17/2015
MMC SECURITIES CORP. (DENVER CO)
CO
10/21/2002 - 05/02/2005
GWFS EQUITIES, INC. (GREENWOOD VILLAGE CO)
CO
03/06/1998 - 10/21/2002
ONE ORCHARD EQUITIES, INC. (GREENWOOD VILLAGE CO)
IA
Issued 06/01/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/29/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/04/2009
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/21/2014
Series 7 - General Securities Representative Examination
BC
Issued 01/20/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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