Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Leslie? Claim Your ProfileLeslie Mercier is an investment professional with extensive experience in the financial services industry. Leslie began her career in 2005 at J.P. Morgan Securities Inc. and has since held positions with a number of well-known firms, including UBS Financial Services Inc., Chase Investment Services Corp., Citigroup Global Markets Inc., and Charles Schwab & Co., Inc. Leslie is currently registered as a Registered Representative (Series 7, Series 63, Series 9, Series 10, Series 24, Series 65 and SIE) and is a licensed Investment Advisor Representative in the state of Ohio, Georgia and Texas. Leslie currently works for Morgan Stanley, and provides financial planning and investment management services to individuals, corporations, high-net-worth individuals, investment companies, insurance companies, charitable organizations, and pension and profit sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
OH
07/14/2020 - Present
Morgan Stanley (Dublin OH)
NY
07/05/2018 - 06/09/2020
CHARLES SCHWAB & CO., INC. (New York City NY)
IL
04/07/2017 - 06/13/2018
MORGAN STANLEY (DEERFIELD IL)
IL
03/23/2009 - 04/04/2017
UBS FINANCIAL SERVICES INC. (CHICAGO IL)
OH
10/01/2008 - 03/25/2009
J.P. MORGAN SECURITIES INC. (COLUMBUS OH)
OH
05/29/2008 - 03/19/2009
CHASE INVESTMENT SERVICES CORP. (COLUMBUS OH)
OH
08/05/2008 - 10/01/2008
J.P. MORGAN SECURITIES INC. (COLUMBUS OH)
OH
06/13/2008 - 07/23/2008
J.P. MORGAN SECURITIES INC. (COLUMBUS OH)
OH
12/20/2005 - 05/20/2008
CITIGROUP GLOBAL MARKETS INC. (COLUMBUS OH)
IA
Issued 05/12/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/28/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/04/2008
Series 24 - General Securities Principal Examination
BC
Issued 02/04/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/17/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/19/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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