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Leslie Diana Marino

Fidelity Brokerage Services LLC

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About Leslie Diana Marino

Leslie Marino is a financial advisor with Fidelity Brokerage Services LLC, located in Covington, Kentucky. Leslie has been in the industry since June 24, 2015 and has a wide range of experience in the financial services industry. Leslie holds Series 6, 7, 63, and SIE licenses and is registered in 53 states. Leslie's previous employers include Transamerica Investors Securities Corporation, NFP Advisor Services, LLC, and Financial Telesis Inc.

Firm Information

Leslie Marino is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Leslie Marino’s Registration & Firm History

KY

07/10/2019 - Present

Fidelity Brokerage Services LLC (COVINGTON KY)

CA

10/04/2016 - 05/06/2019

TRANSAMERICA INVESTORS SECURITIES CORPORATION (LOS ANGELES CA)

CA

08/18/2014 - 04/30/2015

NFP ADVISOR SERVICES, LLC (Aliso Viejo CA)

CA

10/23/2013 - 07/24/2014

FINANCIAL TELESIS INC (westlake village CA)

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Licenses & Designations

BC

Issued 10/21/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/04/2019

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/22/2013

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Leslie Diana Marino.
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