Unclaimed
Leslie Marino is a financial advisor with Fidelity Brokerage Services LLC, located in Covington, Kentucky. Leslie has been in the industry since June 24, 2015 and has a wide range of experience in the financial services industry. Leslie holds Series 6, 7, 63, and SIE licenses and is registered in 53 states. Leslie's previous employers include Transamerica Investors Securities Corporation, NFP Advisor Services, LLC, and Financial Telesis Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
KY
07/10/2019 - Present
Fidelity Brokerage Services LLC (COVINGTON KY)
CA
10/04/2016 - 05/06/2019
TRANSAMERICA INVESTORS SECURITIES CORPORATION (LOS ANGELES CA)
CA
08/18/2014 - 04/30/2015
NFP ADVISOR SERVICES, LLC (Aliso Viejo CA)
CA
10/23/2013 - 07/24/2014
FINANCIAL TELESIS INC (westlake village CA)
BC
Issued 10/21/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/04/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/22/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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