Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Leslie? Claim Your ProfileLeslie Mallon is a financial professional with over 20 years of experience in the industry. Leslie has been registered with FINRA since 1999, and holds Series 7, 24, and 63 licenses. Leslie is currently employed at Liontree Advisors LLC. Prior to joining Liontree Advisors, Leslie worked at UBS Securities LLC and Credit Suisse First Boston Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
03/15/2016 - Present
Liontree Advisors LLC (New York NY)
NY
08/13/2009 - 07/15/2015
UBS SECURITIES LLC (NEW YORK NY)
NY
06/15/2001 - 05/04/2009
UBS SECURITIES LLC (NEW YORK NY)
NY
08/25/1999 - 04/05/2001
CREDIT SUISSE FIRST BOSTON CORPORATION (NEW YORK NY)
BC
Issued 11/24/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/19/2010
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/24/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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