Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Leslie? Claim Your ProfileLeslie Charles Smith is a financial advisor at Avantax Advisory Services. Leslie has been in the financial industry since 1991 and holds Series 7, 24, and 63 licenses. Leslie is registered to provide investment advice in California, Florida, New York, and North Carolina. In addition to providing investment advice, Leslie also offers financial planning, pension consulting, educational seminars, and selection of other advisers. Leslie's previous experience includes time at Cadaret, Grant & Co., Inc., First Security Investments, Inc., Corporate Securities Group, Inc., and Chatfield Dean & Co., Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitor referral services to third-party investment managers; participant enrollment meetings
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees
1
2
NY
08/28/2021 - Present
Avantax Advisory Services (SYRACUSE NY)
NY
05/19/2004 - 06/08/2017
CADARET, GRANT & CO., INC. (CANASTOTA NY)
PA
01/16/1998 - 05/24/2004
FIRST SECURITY INVESTMENTS, INC. (KINGSTON PA)
NY
01/27/1994 - 06/17/1997
CADARET, GRANT & CO., INC. (SYRACUSE NY)
MO
01/26/1993 - 09/27/1993
CORPORATE SECURITIES GROUP, INC. (ST. LOUIS MO)
CO
05/15/1991 - 12/21/1992
CHATFIELD DEAN & CO., INC. (GREENWOOD VILLAGE CO)
NA
08/23/1988 - 02/01/1989
INVESTORS CENTER, INC.
BC
Issued 03/03/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/18/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/20/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Leslie Smith is the right advisor for you? Invested Better is here to help.
