Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Leslie? Claim Your ProfileLeslie Carleen Cocking is a registered representative with Raymond James & Associates, Inc., located in Midland, North Carolina. Leslie has been in the financial services industry for over 10 years. She has a wide range of experience, including working with PNC Investments, LPL Financial LLC, and Truist Investment Services, Inc. Leslie is a Series 7, Series 9, Series 10, Series 63, and Series 65 licensed professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
12/21/2022 - Present
Raymond James & Associates, Inc. (Midland NC)
NC
12/08/2021 - 09/06/2022
TRUIST INVESTMENT SERVICES, INC. (CHARLOTTE NC)
PA
11/23/2018 - 12/06/2021
PNC INVESTMENTS (PITTSBURGH PA)
SC
08/28/2014 - 10/23/2017
LPL FINANCIAL LLC (FORT MILL SC)
IA
Issued 07/14/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/14/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/22/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/02/2017
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/23/2017
SIE - Securities Industry Essentials Examination
BC
Issued 08/28/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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