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Leslie C Gosule

Aegis Capital Corp.

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About Leslie C Gosule

Leslie Gosule is a financial advisor registered with Aegis Capital Corp. and has been in the financial industry since May 22, 2000. Leslie specializes in offering portfolio management, financial planning and portfolio management for businesses and individuals. Leslie is registered with the state of Massachusetts as an Investment Advisor Representative (IAR). They also have a Series 6, 7, 22, and 63 licenses.

Firm Information

Leslie Gosule is currently registered with Aegis Capital Corp.. Aegis Capital Corp. is a corporation formed in 1984 and headquartered in New York, NY. The firm provides financial planning, portfolio management for individuals, businesses, and pooled investment vehicles. Aegis Capital Corp. is registered with the SEC and in 53 states. The firm has over 257 registered representatives and manages approximately $1.28 billion in assets.
Aegis Capital Corp.

1345 AVENUE OF THE AMERICAS

NEW YORK, NY 10105

$1.28B

Assets Under Management

Not reported

Total Clients

156

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Leslie Gosule’s Registration & Firm History

NY

08/30/2023 - Present

Aegis Capital Corp. (NEW YORK NY)

MA

10/25/2019 - 08/15/2023

AVANTAX INVESTMENT SERVICES, INC. (MILTON MA)

MA

07/06/2007 - 10/25/2019

1ST GLOBAL CAPITAL CORP. (MILTON MA)

MA

11/26/2001 - 07/09/2007

EQUITY SERVICES, INC. (MILTON MA)

MA

10/19/2000 - 08/28/2001

ALLMERICA INVESTMENTS, INC. (WORCESTER MA)

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Licenses & Designations

BC

Issued 01/30/2001

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 12/22/2000

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/21/2007

Series 7 - General Securities Representative Examination

BC

Issued 05/05/2006

Series 22 - Direct Participation Programs Representative Examination

BC

Issued 10/18/2000

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE Arca, Inc.

N

Nasdaq Stock Market

Disclosures

There is public disclosure for Leslie C Gosule. Review regulatory record here.
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