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Leslie Broderick Lavender

Citizens JMP Securities, LLC

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About Leslie Broderick Lavender

Leslie Broderick Lavender is a financial professional who has been working in the industry since March 2017. Leslie currently holds a Series 79 and Series 63 license and is registered to sell securities in Pennsylvania. Leslie Lavender is affiliated with Citizens JMP Securities, LLC and is located in Philadelphia, PA.

Firm Information

Leslie Lavender is currently registered with Citizens JMP Securities, LLC. Citizens JMP Securities, LLC, a Limited Liability Company, was formed in 2002 and is approved in all 50 states and the District of Columbia. The firm has received one SEC registration and 51 state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

238

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Leslie Lavender’s Registration & Firm History

PA

08/01/2023 - Present

Citizens JMP Securities, LLC (Philadelphia PA)

PA

03/22/2017 - 08/01/2023

CITIZENS CAPITAL MARKETS (Philadelphia PA)

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Licenses & Designations

BC

Issued 09/14/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/22/2017

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Leslie Broderick Lavender.
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