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Leslie Brian Goodman

Herbert J. Sims & CO, Inc.

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About Leslie Brian Goodman

Leslie Goodman is a financial professional with over 40 years of experience in the industry. Leslie is currently registered with Herbert J. Sims & Co, Inc. Prior to joining Herbert J. Sims & Co, Inc., Leslie was employed by The GMS Group, LLC, Moore & Schley, Cameron & Co., Moore & Schley Municipals, INC., E. F. HUTTON & COMPANY INC., BEVILL, BRESLER & SCHULMAN INCORPORATED, HANAUER, STERN & CO. and SWANTON SECURITIES, INC.. Leslie has a wide range of experience and holds the following licenses: Series 7TO, Series 63, Series 24, Series 40 and SIE. Leslie is licensed to conduct business in 24 states including Arizona, California, Colorado, Connecticut, Delaware, Florida, Georgia, Illinois, Kansas, Maryland, Massachusetts, Michigan, Nevada, New Hampshire, New Jersey, New York, North Carolina, Oklahoma, Pennsylvania, Puerto Rico, Rhode Island, Texas, Virgin Islands and Virginia.

Firm Information

Leslie Goodman is currently registered with Herbert J. Sims & CO, Inc.. Herbert J. Sims & CO, Inc. is a Corporation, formed on December 12, 2012. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has been involved in 6 regulatory events and 2 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

41

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Leslie Goodman’s Registration & Firm History

FL

02/04/2000 - Present

Herbert J. Sims & CO, Inc. (BOCA RATON FL)

NJ

11/02/1988 - 02/08/2000

THE GMS GROUP, LLC (EAST HANOVER NJ)

NA

07/31/1985 - 12/31/1988

MOORE & SCHLEY, CAMERON & CO.

NA

07/31/1985 - 01/27/1988

MOORE & SCHLEY MUNICIPALS, INC.

NA

04/23/1985 - 07/24/1985

E. F. HUTTON & COMPANY INC

NA

04/08/1980 - 04/10/1985

BEVILL, BRESLER & SCHULMAN INCORPORATED

NA

08/10/1979 - 04/28/1980

HANAUER, STERN & CO.

NA

12/06/1978 - 08/22/1979

SWANTON SECURITIES, INC.

NA

02/24/1976 - 12/24/1978

UMIC, INC.

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Licenses & Designations

BC

Issued 05/28/1980

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 24 - General Securities Principal Examination

BC

Issued 02/19/1976

Series 40 - Registered Principal Examination

BC

Issued 01/02/2023

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Leslie Brian Goodman.
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