Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Leslie? Claim Your ProfileLeslie Breeden Plowden is a financial advisor with over 30 years of experience in the financial services industry. Leslie is currently registered with Wells Fargo Clearing Services, LLC and has been with the firm since 2017. Leslie has held previous positions with Synovus Securities, Inc. and BB&T Investment Services, Inc. Prior to that, Leslie worked with Wachovia Securities, Inc. Leslie has a broad range of experience in providing financial advice and services to individuals, businesses, and institutions. Leslie holds Series 7 and Series 63 licenses and is also a registered Investment Advisor. Leslie has a wide range of experience helping clients with their financial needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
SC
08/08/2017 - Present
Wells Fargo Clearing Services, LLC (COLUMBIA SC)
SC
09/18/2008 - 07/31/2017
SYNOVUS SECURITIES, INC. (COLUMBIA SC)
SC
11/14/2002 - 09/03/2008
BB&T INVESTMENT SERVICES, INC. (COLUMBIA SC)
MO
06/15/2002 - 11/06/2002
WACHOVIA SECURITIES, INC. (ST. LOUIS MO)
NC
02/14/2000 - 06/15/2002
WACHOVIA SECURITIES, INC. (CHARLOTTE NC)
NC
06/23/1992 - 02/14/2000
WACHOVIA BROKERAGE SERVICE (WINSTON SALEM NC)
MA
03/31/1989 - 10/02/1990
NCNB SECURITIES, INC. (BOSTON MA)
NA
10/21/1987 - 03/31/1989
FIRST TRYON SECURITIES, INC.
IA
Issued 08/20/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/06/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/17/1987
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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