Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Leslie? Claim Your ProfileLeslie Rubin is a financial professional with over 25 years of experience in the industry. Leslie has a Series 7 and Series 63 license and is registered with GWN Securities Inc. to provide investment advice and securities transactions. Leslie has previously worked at Cetera Financial Specialists LLC and Hochman & Baker Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
In lieu of hourly fee, ia can charge a flat fee
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2
IL
01/16/2018 - Present
GWN Securities Inc. (NORTHBROOK IL)
IL
06/30/2004 - 12/14/2017
CETERA FINANCIAL SPECIALISTS LLC (NORTHBROOK IL)
CT
10/19/1993 - 06/30/2004
HOCHMAN & BAKER SECURITIES, INC. (STAMFORD CT)
BC
Issued 11/19/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/18/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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