Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Leslie? Claim Your ProfileLeslie Barry Oriza is a financial advisor in San Diego, California, registered with Raymond James Financial Services Advisors, Inc. since 2012. Leslie has been in the industry since 2004, and has held previous positions at Essex National Securities, Inc., Morgan Stanley Smith Barney and Citigroup Global Markets Inc.. Leslie has earned the Series 7 and Series 66 licenses, as well as the Securities Industry Essentials (SIE) Examination. Leslie Barry Oriza specializes in providing financial advice to a wide range of clients, including individuals, high-net-worth individuals, corporations, and retirement plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
CA
01/19/2012 - Present
Raymond James Financial Services Advisors, Inc. (SAN DIEGO CA)
CA
01/28/2010 - 01/25/2012
ESSEX NATIONAL SECURITIES, INC. (SAN DIEGO CA)
CA
06/01/2009 - 02/04/2010
MORGAN STANLEY SMITH BARNEY (LA JOLLA CA)
CA
03/16/2006 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (LA JOLLA CA)
NY
02/06/2004 - 03/16/2006
AXA ADVISORS, LLC (NEW YORK NY)
BOTH
Issued 03/24/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/04/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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