Unclaimed
Leslie Collins is a registered representative with Stifel, Nicolaus & Company, Inc. Leslie has been in the securities industry since 2014. Leslie has experience working with high net worth individuals, corporations, and institutions. Leslie's areas of expertise include financial planning, portfolio management, and investment advisory services. Leslie is currently registered in Alabama, California, District of Columbia, Florida, Georgia, Missouri, New Jersey, New Mexico, New York, Ohio, Pennsylvania, Rhode Island, Texas, Washington, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
05/26/2021 - Present
Stifel, Nicolaus & Company, Inc. (NEW YORK NY)
NY
07/31/2015 - 11/03/2017
MORGAN STANLEY (NEW YORK NY)
NY
04/08/2014 - 08/11/2014
NATIONAL SECURITIES CORPORATION (NEW YORK NY)
BOTH
Issued 08/07/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/16/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/08/2014
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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