Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Leslie? Claim Your ProfileLeslie Anne Moore is a financial professional with over 25 years of experience in the industry. Leslie has held a number of senior positions at leading financial institutions, including Deutsche Bank Securities Inc., DB Securities Services NJ Inc., and Allen C. Ewing & Co. She has a deep understanding of the financial markets and a proven track record of success. Currently, Leslie is a registered representative at Citigroup Global Markets Inc. Leslie provides a wide range of financial services to individuals, corporations, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
12/08/2023 - Present
Citigroup Global Markets Inc. (NEW YORK NY)
FL
01/03/2012 - 01/17/2024
DEUTSCHE BANK SECURITIES INC. (JACKSONVILLE FL)
NJ
12/01/2010 - 01/03/2012
DB SECURITIES SERVICES NJ INC. (JERSEY CITY NJ)
FL
08/08/2007 - 06/28/2010
ALLEN C. EWING & CO. (JACKSONVILLE FL)
NY
09/29/2006 - 07/13/2007
BLACKROCK INVESTMENTS, INC. (NEW YORK NY)
NY
07/09/2001 - 09/29/2006
FAM DISTRIBUTORS, INC. (NEW YORK NY)
NY
12/10/1999 - 06/14/2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NJ
07/26/1996 - 09/03/1999
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BOTH
Issued 02/01/2016
Series 66 - Uniform Combined State Law Examination
IA
Issued 08/13/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/03/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/16/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/06/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/31/2018
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/21/2000
Series 7 - General Securities Representative Examination
BC
Issued 07/25/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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