Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Leslie? Claim Your ProfileLeslie Caldwell is a financial advisor with Empower Financial Services, Inc., with over 15 years of experience in the industry. Leslie holds the Series 6 and Series 63 securities licenses as well as the SIE exam. Leslie is registered in California. Leslie was previously employed with PFS INVESTMENTS INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
12/05/2007 - Present
Empower Financial Services, Inc. (Pasadena CA)
GA
09/29/1997 - 12/31/1998
PFS INVESTMENTS INC. (DULUTH GA)
BC
Issued 12/21/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/03/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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