Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Leslie? Claim Your ProfileLeslie Ann Rodrigo has been in the financial industry since June 1, 2018. Leslie Ann is currently registered with Icapital Markets LLC and is located in the Greenwich, CT office. Prior to joining Icapital Markets LLC, Leslie Ann worked at ICAPITAL SECURITIES, LLC, VOYA FINANCIAL ADVISORS, INC., and VOYA FINANCIAL PARTNERS, LLC. Leslie Ann holds the Series 6, SIE, and Series 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CT
11/30/2023 - Present
Icapital Markets LLC (Greenwich CT)
CT
04/21/2022 - 11/30/2023
ICAPITAL SECURITIES, LLC (Greenwich CT)
CT
07/02/2020 - 04/11/2022
VOYA FINANCIAL ADVISORS, INC. (WINDSOR CT)
CT
11/22/2017 - 12/31/2019
VOYA FINANCIAL PARTNERS, LLC (WINDSOR CT)
BC
Issued 10/17/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/22/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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