Unclaimed
Leslie-ann Marian Lango is a registered representative with Stifel, Nicolaus & Company, Inc. Leslie-ann has been working in the financial industry since August 10, 2016. Leslie-ann is a Series 7 and Series 63 licensed professional, as well as a SIE licensed professional. Leslie-ann has been registered in 47 states and the District of Columbia since March 15, 2019. Prior to joining Stifel, Nicolaus & Company, Inc., Leslie-ann was a registered representative at FIRST EMPIRE SECURITIES, INC. in Hauppauge, New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
03/15/2019 - Present
Stifel, Nicolaus & Company, Inc. (HAUPPAUGE NY)
NY
08/11/2016 - 03/15/2019
FIRST EMPIRE SECURITIES, INC. (HAUPPAUGE NY)
BC
Issued 03/22/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/11/2016
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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