Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Leslie? Claim Your ProfileLeslie Hughes is a financial advisor with over 30 years of experience in the securities industry. Leslie has held positions at several prominent firms, including Credit Suisse Securities (USA) LLC, Lehman Brothers Inc., and Salomon Brothers Inc. Leslie is currently registered with UBS Securities LLC. Leslie holds a Series 7, 24, 63, 79, and SIE license and has been registered with FINRA since 1988.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/22/2020 - Present
UBS Securities LLC (New York NY)
NY
09/05/2011 - 12/23/2019
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
09/18/1995 - 03/08/2001
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
05/18/1991 - 06/13/1995
SALOMON BROTHERS INC. (NEW YORK NY)
NY
09/14/1990 - 12/14/1990
CS FIRST BOSTON CORPORATION (NEW YORK NY)
NY
10/19/1988 - 07/30/1990
CS FIRST BOSTON CORPORATION (NEW YORK NY)
BC
Issued 02/10/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/07/2011
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/02/2011
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 10/15/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Leslie Hughes is the right advisor for you? Invested Better is here to help.
