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Leslie Ann Hollingsworth

D.a. Davidson & Co.

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About Leslie Ann Hollingsworth

Leslie Ann Hollingsworth is a financial advisor with over 20 years of experience in the industry. Leslie is a CERTIFIED FINANCIAL PLANNER™ professional and holds FINRA Series 6, 7, 24 and 66 licenses. Leslie has been registered with D.a. Davidson & Co. since October 2023. Prior to joining D.a. Davidson & Co., Leslie has worked with Truist Investment Services, Inc. and BB&T Securities, LLC. Leslie specializes in working with individuals, high-net-worth individuals, businesses, corporations, pension plans, and charitable organizations. Leslie provides a wide range of financial services, including financial planning, portfolio management, and educational seminars.

Firm Information

Leslie Hollingsworth is currently registered with D.a. Davidson & Co.. D.A. Davidson & Co. is a corporation that was formed in May 1935, and has its main office located in GREAT FALLS, Montana. They offer a wide range of financial planning services, including portfolio management for individuals and businesses, pension consulting, educational seminars, and publication of periodicals. They also provide selection of other advisors and manage portfolios for investment companies and pooled investment vehicles. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico. Their regulatory assets under management total $36,175,333,459.
D.a. Davidson & Co.

8 THIRD STREET NORTH

GREAT FALLS, MT 59401

$36.18B

Assets Under Management

1,000

Total Clients

1,002

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Leslie Hollingsworth’s Registration & Firm History

NC

10/19/2023 - Present

D.a. Davidson & Co. (Wilmington NC)

NC

02/17/2021 - 10/23/2023

TRUIST INVESTMENT SERVICES, INC. (WILMINGTON NC)

VA

10/22/2020 - 02/17/2021

BB&T SECURITIES, LLC (RICHMOND VA)

NC

01/02/2018 - 12/31/2018

BB&T SECURITIES, LLC (CARY NC)

NC

04/03/2006 - 01/02/2018

BB&T INVESTMENT SERVICES, INC. (CARY NC)

NC

10/17/2000 - 12/31/2004

BB&T INVESTMENT SERVICES, INC. (CHARLOTTE NC)

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Licenses & Designations

BOTH

Issued 12/17/2004

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/18/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/30/2009

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/04/2002

Series 7 - General Securities Representative Examination

BC

Issued 10/16/2000

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Leslie Ann Hollingsworth.
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