Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Leslie? Claim Your ProfileLeslie Graves is a financial advisor with over 35 years of experience in the financial services industry. Leslie is currently registered with R. Seelaus & Co., LLC, a Registered Investment Advisor firm based in Chatham, New Jersey. Prior to joining R. Seelaus & Co., LLC, Leslie was with Mischler Financial Group, Inc. and Credit Suisse Securities (USA) LLC. Leslie holds the Series 3, 5, 7, 24, 63 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
04/05/2017 - Present
R. Seelaus & CO., LLC (Chatham NJ)
CT
01/19/2012 - 03/21/2017
MISCHLER FINANCIAL GROUP, INC. (STAMFORD CT)
NY
10/22/1985 - 01/26/2012
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
BC
Issued 10/31/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/06/1996
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/03/1985
Series 5 - Interest Rate Options Examination
BC
Issued 11/12/1985
Series 3 - National Commodity Futures Examination
BC
Issued 10/19/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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