Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Leslie? Claim Your ProfileLeslie Ann Fisher is a financial advisor with over 11 years of experience in the industry. Leslie has a broad range of experience including working for Wells Fargo Advisors, LLC and Wells Fargo Bank, NA. Leslie is currently a registered representative and investment advisor representative with Raymond James & Associates, Inc. Leslie is licensed in Arizona, California, Delaware, Florida, Massachusetts, Michigan, New Jersey, New York, Virginia and Washington. Leslie holds the Series 6, 7, 63 and 66 licenses. Leslie also holds the SIE designation. Leslie is dedicated to providing sound financial advice to individuals and families.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
05/13/2019 - Present
Raymond James & Associates, Inc. (Hamburg NJ)
NJ
11/16/2012 - 11/12/2018
WELLS FARGO CLEARING SERVICES, LLC (WEST MILFORD NJ)
BOTH
Issued 05/10/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/06/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/23/2014
Series 7 - General Securities Representative Examination
BC
Issued 11/15/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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