Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Leslie? Claim Your ProfileLeslie Ann Carranza is a financial professional with over 25 years of experience in the industry. Leslie Ann is currently registered with Stonehaven, LLC, a firm based in New York, New York. Leslie Ann has held prior roles with GEMINI FINANCIAL CORPORATION, SG COWEN SECURITIES CORPORATION, COWEN & CO., J.P. MORGAN SECURITIES INC. and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
07/09/2009 - Present
Stonehaven, LLC (NEW YORK NY)
NY
06/08/2000 - 08/29/2000
GEMINI FINANCIAL CORPORATION (NEW YORK NY)
NY
07/01/1998 - 08/03/1998
SG COWEN SECURITIES CORPORATION (NEW YORK NY)
NY
07/11/1995 - 07/01/1998
COWEN & CO. (NEW YORK NY)
NY
04/19/1993 - 05/02/1995
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
10/22/1985 - 05/04/1993
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 09/01/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/08/2009
Series 7 - General Securities Representative Examination
BC
Issued 11/20/1985
Series 5 - Interest Rate Options Examination
BC
Issued 10/28/1985
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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