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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Leslie? Claim Your ProfileLeslie Ann Brown is a financial advisor with Wells Fargo Clearing Services, LLC. Leslie has been working in the financial industry since 1995. Leslie is licensed to provide investment advice and securities in California and Texas. Leslie has experience working with a variety of clients, including high-net-worth individuals, corporations, and charitable organizations. Leslie is also a registered principal with the firm. In the past, Leslie has worked with firms including Merrill Lynch, Pierce, Fenner & Smith Incorporated, National Planning Corporation, AXA Advisors, LLC, MML Investors Services, Inc., Investment Architects, Inc., Waddell & Reed, Inc., American Express Financial Advisors Inc., IDS Life Insurance Company, Charles Schwab & Co., Inc., MetLife Securities Inc., and Metropolitan Life Insurance Company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
12/02/2015 - Present
Wells Fargo Clearing Services, LLC (SAN FRANCISCO CA)
CA
11/19/2015 - 09/12/2024
WELLS FARGO CLEARING SERVICES, LLC (SAN FRANCISCO CA)
CA
09/15/2011 - 01/07/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (DUBLIN CA)
CA
02/28/2011 - 08/15/2011
NATIONAL PLANNING CORPORATION (EMERYVILLE CA)
CA
01/06/2009 - 04/09/2009
AXA ADVISORS, LLC (WALNUT CREEK CA)
CA
06/12/2008 - 11/04/2008
MML INVESTORS SERVICES, INC. (WALNUT CREEK CA)
CA
12/03/2004 - 04/02/2008
INVESTMENT ARCHITECTS, INC. (WALNUT CREEK CA)
KS
04/20/2004 - 09/24/2004
WADDELL & REED, INC. (OVERLAND PARK KS)
MN
04/14/2003 - 02/19/2004
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
04/14/2003 - 02/19/2004
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
TX
01/16/1996 - 12/31/2002
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
MA
02/22/1995 - 05/16/1995
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
02/22/1995 - 05/16/1995
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
NA
07/15/1987 - 08/23/1988
MUTUAL BENEFIT FINANCIAL SERVICE COMPANY
IA
Issued 07/18/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/13/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/07/2008
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/1996
Series 7 - General Securities Representative Examination
BC
Issued 02/21/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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