Unclaimed
Leslie Ann Arcuri is a financial advisor at Principal Securities, Inc., a firm based in Des Moines, IA. Leslie has over 29 years of experience in the financial services industry, with a focus on providing comprehensive financial planning and portfolio management services. She is a registered representative with the Financial Industry Regulatory Authority (FINRA) and holds the Series 6, 7, 63, and 65 licenses, as well as the SIE. Leslie also has several other licenses including a Series 63 license for the state of Virginia, along with other various registrations across 14 other states. Her previous employers include SAPERE WEALTH CREATION, LLC, Northwestern Mutual Investment Services, LLC, and MML Investors Services, Inc. Leslie is passionate about helping her clients achieve their financial goals and is dedicated to providing them with personalized service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
VA
09/21/2006 - Present
Principal Securities, Inc. (CHARLOTTESVILLE VA)
VA
12/10/2004 - 09/20/2006
SAPERE WEALTH CREATION, LLC (CHARLOTTESVILLE VA)
WI
10/11/2004 - 12/15/2004
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)
MA
08/10/1992 - 08/04/2003
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
IA
Issued 12/01/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/09/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/10/2006
Series 7 - General Securities Representative Examination
BC
Issued 08/07/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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