Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Leslie? Claim Your ProfileLeslie Alexander Szarka is a financial professional with over 30 years of experience in the industry. Leslie is a Certified Financial Planner and is registered with Cambridge Investment Research Advisors, Inc. Leslie has held several previous roles at various firms including FSC Securities Corporation, Capital Brokerage Corporation, Mutual Service Corporation, and Walnut Street Securities, Inc. Leslie is a licensed investment advisor in several states including Ohio, Texas, California, Arizona, Colorado, Connecticut, Florida, Georgia, Illinois, Indiana, Maryland, Massachusetts, Michigan, Minnesota, Nevada, New Jersey, New York, North Carolina, Oregon, Pennsylvania, South Carolina, Tennessee, Utah, and Washington. Leslie is also registered with FINRA and the SEC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
OH
10/03/2016 - Present
Cambridge Investment Research Advisors, Inc. (North Olmsted OH)
OH
09/13/2001 - 10/05/2016
FSC SECURITIES CORPORATION (NORTH OLMSTED OH)
VA
05/07/1998 - 09/20/2001
CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)
NA
04/09/1998 - 05/01/1998
CAPITAL BROKERAGE CORPORATION
MA
11/28/1990 - 04/09/1998
MUTUAL SERVICE CORPORATION (BOSTON MA)
CA
03/18/1987 - 10/10/1990
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
NA
01/09/1987 - 03/20/1987
VESTAX SECURITIES CORPORATION
NA
10/18/1984 - 01/08/1987
W. S. GRIFFITH & CO., INC.
NA
02/23/1984 - 07/05/1984
FIRST INVESTORS CORPORATION
BC
Issued 01/08/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/27/2003
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/22/1990
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/21/1985
Series 7 - General Securities Representative Examination
BC
Issued 02/21/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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